Regulation

FCA widens DB transfer survey to all pension transfer advisers

The Financial Conduct Authority's (FCA) questionnaire on defined benefit (DB) transfers has been sent to all firms holding the pension...

Treasury Select Committee plots post-Brexit financial regulation inquiry

The Treasury Select Committee is planning an inquiry into the future of financial regulation following the UK's departure from the European Union (EU) in...

Marketwide FCA DB transfer questionnaire hits Scottish adviser inboxes

The Financial Conduct Authority's (FCA) long-anticipated defined benefit (DB) transfer questionnaire has been sent to several firms in Scotland, RP's sister magazine Professional Adviser...

TPR and FCA to review consumer pensions journey in joint strategy

The Pensions Regulator (TPR) and Financial Conduct Authority (FCA) have outlined plans to better understand the consumer pensions journey as...

Berkeley Burke v FOS decision due ‘in next few weeks’

The concluding judgement in the ongoing Berkeley Burke versus the Financial Ombudsman Service (FOS) case is set to be given...

FOS accuses SIPP provider Berkeley Burke of ‘tick-box mentality’

A lawyer representing the Financial Ombudsman Service (FOS) has accused SIPP administrator Berkeley Burke of a 'tick-box mentality' after it...

FCA accused of ‘not understanding own rules’ during hearing

The Financial Conduct Authority (FCA) has been accused of "not understanding its own rules" by Berkeley Burke lawyers, after it...

Berkeley Burke needed ‘crystal ball’ to know 2011 SIPP obligations

Lawyers representing embattled SIPP provider Berkeley Burke argued the firm would have needed to "peer into a crystal ball" to...

Former FCA advice director Linda Woodall dies

Former Financial Conduct Authority (FCA) advice director Linda Woodall died in September after leaving the regulator at the end of...

New pension transfer rules to change advice conversations – research

New rules from the Financial Conduct Authority (FCA) on pension transfer advice will bring about a significant change in the...

Popular articles

George Houston: Fighting the ‘fake news’ media

I, like many of you I am sure, get really frustrated at how stories relevant to financial planning are portrayed in the news. It...