FCA issues stark warning to DB transfer advisers following review
The Financial Conduct Authority (FCA) has issued a stark warning to firms operating in the DB transfer arena after gathering...
Company boss convicted after refusing TPR info and threatening its staff
The chief executive of a packaging company has been convicted of refusing to give information to The Pensions Regulator (TPR)...
Firm must pay £700,000 of pension contributions after miscalculation
The Pensions Regulator (TPR) has ordered a firm to pay back more than £700,000 of pension contributions after it miscalculated...
FCA widens DB transfer survey to all pension transfer advisers
The Financial Conduct Authority's (FCA) questionnaire on defined benefit (DB) transfers has been sent to all firms holding the pension...
Treasury Select Committee plots post-Brexit financial regulation inquiry
The Treasury Select Committee is planning an inquiry into the future of financial regulation following the UK's departure from the European Union (EU) in...
Marketwide FCA DB transfer questionnaire hits Scottish adviser inboxes
The Financial Conduct Authority's (FCA) long-anticipated defined benefit (DB) transfer questionnaire has been sent to several firms in Scotland, RP's sister magazine Professional Adviser...
TPR and FCA to review consumer pensions journey in joint strategy
The Pensions Regulator (TPR) and Financial Conduct Authority (FCA) have outlined plans to better understand the consumer pensions journey as...
Berkeley Burke v FOS decision due ‘in next few weeks’
The concluding judgement in the ongoing Berkeley Burke versus the Financial Ombudsman Service (FOS) case is set to be given...
FOS accuses SIPP provider Berkeley Burke of ‘tick-box mentality’
A lawyer representing the Financial Ombudsman Service (FOS) has accused SIPP administrator Berkeley Burke of a 'tick-box mentality' after it...
FCA accused of ‘not understanding own rules’ during hearing
The Financial Conduct Authority (FCA) has been accused of "not understanding its own rules" by Berkeley Burke lawyers, after it...
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FCA issues stark warning to DB transfer advisers following review
The Financial Conduct Authority (FCA) has issued a stark warning to firms operating in the DB transfer arena after gathering...
