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FCA
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FCA denies 12 advice firms authorisation following phoenixing suspicions
Jan 19, 2021
What is the FCA’s new DB advice assessment tool ‘DBAAT’?
Jan 19, 2021
FCA action sees 130 firms quit DB transfer advice in 2020
Jan 19, 2021
Jon Greer: Why advisers must ‘sit up and take notice’ of...
Jan 13, 2021
Claire Trott: Starting the new year with a scam
Jan 7, 2021
FCA identifies 30,000 instances of unregulated activity in last 12 months
Jan 7, 2021
Rory Percival: Advisers should be able to enjoy a quiet 2021...
Jan 5, 2021
Jeremy Martin: With choice comes responsibility
Dec 8, 2020
Gareth James: Speak now (on consumer investment) or forever hold your...
Dec 1, 2020
FCA opened 67 investigations into DB transfer advice over last three...
Nov 16, 2020
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Popular articles
FCA action sees 130 firms quit DB transfer advice in 2020
Jan 19, 2021
Financial Conduct Authority (FCA) intervention resulted in 130 advice firms ceasing to operate in defined benefit (DB) transfer advice in 2020, the regulator has reported.
Patrick Kennedy: Time to get clients’ IHT house in order
Jan 21, 2021
Adrian Boulding: Go against the pack and consider an annuity
Jan 19, 2021
Pension transfer values end volatile year 8% up; scam ‘red flags’...
Jan 19, 2021
What is the FCA’s new DB advice assessment tool ‘DBAAT’?
Jan 19, 2021
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