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FCA denies 12 advice firms authorisation following phoenixing suspicions

What is the FCA’s new DB advice assessment tool ‘DBAAT’?

FCA action sees 130 firms quit DB transfer advice in 2020

Jon Greer: Why advisers must ‘sit up and take notice’ of...

Claire Trott: Starting the new year with a scam

FCA identifies 30,000 instances of unregulated activity in last 12 months

Rory Percival: Advisers should be able to enjoy a quiet 2021...

Jeremy Martin: With choice comes responsibility

Gareth James: Speak now (on consumer investment) or forever hold your...

FCA opened 67 investigations into DB transfer advice over last three...

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FCA action sees 130 firms quit DB transfer advice in 2020

Financial Conduct Authority (FCA) intervention resulted in 130 advice firms ceasing to operate in defined benefit (DB) transfer advice in 2020, the regulator has reported.

Patrick Kennedy: Time to get clients’ IHT house in order

Adrian Boulding: Go against the pack and consider an annuity

Pension transfer values end volatile year 8% up; scam ‘red flags’...

What is the FCA’s new DB advice assessment tool ‘DBAAT’?

 

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